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POA&M and Risk Register

The Plan of Action and Milestones is the control-room for known weaknesses. Start it before the assessment so gaps are visible, owned, and moving.

POA&M Fields

FieldMeaningExample
IDStable tracking identifier.POAM-0001
SourceWhere the weakness came from.SAST, 3PAO, ConMon, incident, manual review
ControlRelated NIST control or family.RA-5, SI-2, SC-13
WeaknessPlain-English description of the problem.Container image has a high CVE.
SeverityHigh, Moderate, Low, or Operational.High
RiskImpact if not fixed.Remote code execution risk in public API image.
OwnerPerson or team accountable for remediation.Platform Engineering
MilestonesConcrete remediation steps.Patch base image, rebuild, rescan, redeploy.
Due DateDate based on severity and policy.[FILL IN]
StatusOpen, In Progress, Remediated, Risk Accepted, False Positive.Open
EvidenceProof that remediation or acceptance occurred.Scan report and release record

Remediation Windows

SeverityTarget WindowEscalation
High30 calendar daysSecurity and System Owner
Moderate90 calendar daysSecurity and owning engineering lead
Low180 calendar daysOwning engineering lead
OperationalDefined by risk ownerSystem Owner

Templates Register

IDSourceControlWeaknessSeverityOwnerDue DateStatusEvidence
POAM-0001Readiness reviewPL-2SSP source material exists only as template drafts.ModerateSecurity[FILL IN]OpenThis folder
POAM-0002Readiness reviewRA-5Vulnerability scanning scope and monthly evidence package are not fully defined.ModerateSecurity[FILL IN]Open05-evidence-and-conmon-plan.mdx
POAM-0003Readiness reviewSR-4SBOM, artifact signing, and provenance are not yet required for every release.ModeratePlatform Engineering[FILL IN]Open08-secure-sdlc-and-supply-chain-plan.mdx
POAM-0004Readiness reviewSC-13FIPS 140-3 validation status for cryptographic modules is not confirmed.HighPlatform Engineering[FILL IN]Open09-access-audit-and-data-protection-plan.mdx
POAM-0005Readiness reviewAU-11Audit log retention target and storage location are not confirmed.ModerateOperations[FILL IN]Open09-access-audit-and-data-protection-plan.mdx

Risk Acceptance

Risk acceptance is not a way to hide overdue work. It must be time-bound, approved by the risk owner, tied to compensating controls, and revisited on a defined date.

Required ItemDescription
Risk ownerNamed person with authority to accept the risk.
Business reasonWhy remediation cannot happen within the normal window.
Compensating controlWhat reduces exposure while the gap remains open.
Expiration dateDate when the acceptance must be renewed or closed.
EvidenceApproval record and any compensating-control proof.

Weekly Triage

  1. Review new findings from scans, incidents, and manual reviews.
  2. Deduplicate findings by root cause.
  3. Assign owner and severity.
  4. Set due date from remediation window.
  5. Link remediation pull request, issue, or change record.
  6. Escalate overdue or blocked items.
  7. Close only with evidence.

Closure Criteria

  • The fix is merged and deployed where needed.
  • A fresh scan or test confirms the weakness is gone.
  • Evidence is attached to the POA&M item.
  • Residual risk is documented.
  • Security approves closure.